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Kate Putek

Director of Compliance/Trading


I am the operations minion who provides support for 1 North Wealth’s compliance, trading, and technology endeavors.  I primarily ensure our team plays by the regulatory rules that govern the finance industry and I believe having a smooth back office is paramount in providing our clients with the best possible service.

Prior to joining the team at 1 North Wealth in 2011, I spent several years as a special events planner where I helped my clients envision, design, and execute their special events (mostly weddings).   I have a passion for detail, structure, and planning, all which apply to my work today.

I live in Severna Park with my husband, Brendan, and our neurotic rescue, Willow, and I fully expect my penchant for rules and structure will be greatly challenged upon the arrival of our first born, Ruby, in May 2018.

I hold a BA in business administration from Widener University and have a Series 65 license to qualify as a Registered Investment Advisor Representative.

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